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Bundles/finserv-audit-trail

Financial Audit Trail Audit

finserv-audit-trail · v1.1.0 · paid

Evaluates immutable transaction logging, balance reconciliation, regulatory retention compliance, tamper evidence, and audit report generation.

Transaction Logging

transaction-logging · weight 0.3

All financial transactions logged immutably with UTC timestamp, user ID, operation type
ab-001379
critical
Audit logs append-only: no deletion, modification, or truncation
ab-001380
critical

Balance & Reconciliation

balance-reconciliation · weight 0.3

Logs include before-and-after balance snapshots
ab-001381
high
Daily balance reconciliation against source-of-truth ledger
ab-001382
high
Reconciliation mismatches trigger alerts with compliance escalation
ab-001383
high
Logs retained min 7 years per SOX/GLBA
ab-001384
high
Log access restricted to audit/compliance roles only
ab-001385
high

Retention & Compliance

retention-compliance · weight 0.25

Audit trail includes all user actions: login, transfer, withdrawal, adjustment, cancellation
ab-001386
medium
Tamper-evident logging via hash chain or digital signatures
ab-001387
medium
Logs searchable by date, user, amount, status
ab-001388
medium
Log export with cryptographic completeness proof
ab-001389
medium
Reports generated monthly/on-demand with summary and detail
ab-001390
low
Failed/rejected transactions logged with reason code
ab-001391
low
Config change logs (fee schedules, rates) audit-trailed
ab-001392
low

Tamper Evidence & Integrity

tamper-evidence · weight 0.15

Timestamp sync verified with NTP to ±1s
ab-001393
low
Corrections/reversals logged separately with approval chain
ab-001394
low
User can download transaction history CSV/PDF
ab-001395
low
Archive restoration verified annually
ab-001396
info
Compliance gap assessment quarterly
ab-001397
info
Log schema versioned for regulatory changes
ab-001398
info