Financial Audit Trail Audit
finserv-audit-trail · v1.1.0 · paid
Evaluates immutable transaction logging, balance reconciliation, regulatory retention compliance, tamper evidence, and audit report generation.
Transaction Logging
transaction-logging · weight 0.3
Balance & Reconciliation
balance-reconciliation · weight 0.3
- highLogs include before-and-after balance snapshotsab-001381
- highDaily balance reconciliation against source-of-truth ledgerab-001382
- highReconciliation mismatches trigger alerts with compliance escalationab-001383
- highLogs retained min 7 years per SOX/GLBAab-001384
- highLog access restricted to audit/compliance roles onlyab-001385
Retention & Compliance
retention-compliance · weight 0.25
- mediumAudit trail includes all user actions: login, transfer, withdrawal, adjustment, cancellationab-001386
- mediumTamper-evident logging via hash chain or digital signaturesab-001387
- mediumLogs searchable by date, user, amount, statusab-001388
- mediumLog export with cryptographic completeness proofab-001389
- lowReports generated monthly/on-demand with summary and detailab-001390
- lowFailed/rejected transactions logged with reason codeab-001391
- lowConfig change logs (fee schedules, rates) audit-trailedab-001392
Tamper Evidence & Integrity
tamper-evidence · weight 0.15
- lowTimestamp sync verified with NTP to ±1sab-001393
- lowCorrections/reversals logged separately with approval chainab-001394
- lowUser can download transaction history CSV/PDFab-001395
- infoArchive restoration verified annuallyab-001396
- infoCompliance gap assessment quarterlyab-001397
- infoLog schema versioned for regulatory changesab-001398